Headline: SEC Division of Examinations Announces 2022 Examination Priorities Headline: SEC: Takeover Bid of Fortune 500 Company was a Sham
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Headline: SEC Proposes Rules for the Registration and Regulation of Security-Based Swap Execution Facilities Headline: Fee Rate Advisory #1 for Fiscal Year 2022 Headline: SEC Obtains TRO and Asset Freeze against Alleged Perpetrators of nearly $450 Million Ponzi Scheme Headline: SEC Uncovers $194 Million Penny Stock Schemes that Spanned Three Continents Headline: SEC Charges Senior Executive of Brazilian Company with Fraud Headline: Atlanta-Based Pest Control Company, Former CFO Charged with Improper Earnings Management Headline: SEC Charges Stericycle with Bribery Schemes in Latin America Headline: Former Domino’s Pizza Accountant to Pay Nearly $2 Million Penalty for Insider Trading Headline: SEC Issues $6 Million Award to Five Whistleblowers Headline: SEC Updates List of Firms Using Inaccurate Information to Solicit Investors Headline: SEC Announces Older Investor Roundtable Event to Be Held April 28 Headline: SEC Charges Archegos and its Founder with Massive Market Manipulation Scheme Headline: SEC Charges Brazilian Mining Company with Misleading Investors about Safety Prior to Deadly Dam Collapse Headline: Medley Management and Former Co-CEOs to Pay $10 Million Penalty for Misleading Investors and Clients Headline: Small Business Advisory Committee to Host Virtual Meeting to Discuss Proposed Rules on Climate Disclosures and SPACs Headline: SEC Commemorates Financial Capability Month with Robust Slate of Investor Education Events and Resources Headline: SEC Charges CEO and President of Synergy Settlement Services with Fraudulent Operation of Special Needs Pooled Trusts Headline: OMWI Reports Highlight Progress in Diversity, Equity and Inclusion Headline: SEC Nearly Doubles Size of Enforcement’s Crypto Assets and Cyber Unit Headline: SEC Charges NVIDIA Corporation with Inadequate Disclosures about Impact of Cryptomining Headline: SEC Issues Nearly $3.5 Million Award to Four Whistleblowers Headline: SEC Halts Fraudulent Cryptomining and Trading Scheme Headline: SEC Extends Comment Period for Proposed Rules on Climate-Related Disclosures, Reopens Comment Periods for Proposed Rules Regarding Private Fund Advisers and Regulation ATS Headline: SEC Obtains Emergency Relief to Halt Pre-IPO Stock Fraud Scheme by Unregistered Broker-Dealer
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Headline: SEC Charges Allianz Global Investors and Three Former Senior Portfolio Managers with Multibillion Dollar Securities Fraud Headline: SEC Charges Wells Fargo Advisors With Anti-Money Laundering Related Violations Headline: SEC Charges BNY Mellon Investment Adviser for Misstatements and Omissions Concerning ESG Considerations